Management Responsibilities

Management Commitment

ISO 9001:2000 requires management commitment, what does that mean? What should top management at your organization be doing? Management must participate in the implementation project. Whether you are making a transition from the 1994 standard, or implementing ISO 9001 for the first time, management will play a critical role. That role should involve taking on some of the leadership of the implementation or transition project.

To involve management, determine how you will structure leadership for the project. One way of leading the project is to set up a leadership team. This team should be made up of the management representative, managers from each area of the company and top management. This team meets on a regular basis throughout the project, including during project planning. Project planning involves ensuring resources are available for the project, one of top management's responsibilities required by the standard.

This team can be assigned the responsibilities for meeting the requirements in section 5 of the standard. The team can also assign responsibilities for the implementation or transition project, watch the project timeline, resolve problems during the project and review and approve new procedures. Keep minutes of these meetings that show attendees and assignments. This can be used to show management involvement and commitment to the development and implementation of the quality management system.

If you are not using a team approach top management will need to determine how they will be involved and be able to provide evidence of its commitment to development and implementation of the quality management system. Top management will still need to be responsible for the tasks listed above.
Communicating these responsibilities to management

In the past the responsibility to design and implement a Quality Management System has often been given to the management representative or a quality manager that are not "Top Management". The system is implemented, and Top Management is trained on the questions that the auditor will ask of them. This is not enough to satisfy the requirements of the ISO 9001 standard. How can the management representative, quality manager or other person assigned responsibility for the ISO 9001 system communicate to management the importance of their involvement, especially if they are not accustomed to being involved at this level?

Educate management on their responsibilities. They must understand the specifics of what they are being asked to do to establish and support the quality system. Print out our table of Top Management" Responsibilities to review with your top management. This will help you start a discussion on their role in the project.

What are Top Management's responsibilities?

The following list outlines the key responsibilities that management must carry out during the design and implementation of the system, and during the maintenance and improvement of the system. Remember that you will need to provide evidence to registration auditors to demonstrate your role in fulfilling each of these responsibilities.

During design and Implementation

Establish the quality policy.

Ensure that quality objectives are established at all relevant levels of the organization.

Ensure availability of resources.

Ensure that the planning of the quality system is carried out to meet the requirements of the standard and the quality objectives.

Ensure that responsibilities, authorities and their interrelation are defined and communicated.

Ensure that appropriate communication is established within the organization and effectiveness of the quality management system is communicated.


After implementation: Maintenance and Continual Improvement

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